SEC Rule 606
SEC Rule 606 requires all broker-dealers that route orders in equity and option securities to make quarterly reports available that present a general overview of their routing practices for those two products.
Sterling Trader Reports
2020
606(a)1 – 2nd Quarter Report
606(a)1 – 1st Quarter Report
2019
4th Quarter 2019
3rd Quarter 2019
2nd Quarter 2019
Global Execution Brokers LP Reports
2nd Quarter 2020
1st Quarter 2020