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In 2020 and 2021, Rice Financial provided underwriting services in more than $100 billion of municipal bond issues. The firm is a participant in more than 10% of all municipal infrastructure financings completed annually in the U.S. On the investment side, our desk sells approximately $10 billion in short-term security annually, including Treasuries, municipal and corporate bonds, and Federal agency securities, to ease cash flow and help clients finance date-certain projects.
Rice Financial consistently ranks among the nation’s top MWBE firms. And as a Black-owned company, Rice helps communities meet their goals for inclusivity and better represent the communities they serve.
Future Tax Secured Subordinate Bonds
6/29/22
Co-Manager
Water and Sewer System Refunding Revenue Bonds
6/23/22
Joint-Book Senior Manager
Northwell Health Obligation Group Revenue Bonds
5/11/22
Co-Manager
Payroll Mobility Tax Senior Lien Bonds
5/6/22
Special Co-Senior Manager
Denton Creek Regional Wastewater Treatment System
4/22/22
Joint-Book Senior Manager
Special Facility Revenue Bonds
4/6/22
Co-Manager
Joint Revenue Refunding Bonds
4/6/22
Co-Manager
Senior Revenue Bonds
3/30/22
Co-Manager
Transportation Revenue Bonds
1/28/22
Special Co-Senior Manager
State Personal Inc. Tax Rev. Bonds
1/28/22
Co-Manager
Installment Purchase Revenue Bonds
1/19/22
Co-Senior Manager
Current Interest Bonds
12/8/21
Co-Manager
Payroll Mobility Tax
Senior Lien Bonds
8/13/21
Co-Senior Manager
Hotel Occupancy Tax
and Special Revenue Bonds
7/16/21
Co-Senior Manager
Water and Sewer Refunding Revenue Bonds
6/15/21
Joint-Book Senior Manager
General Revenue Bonds
3/26/21
Special Co-Senior Manager
State Personal Income Tax Revenue Bonds
3/19/21
Co-Manager
School Facilities Construction Bonds
1/8/21
Co-Senior Manager
Forward Refunding Bonds
10/29/20
Co-Senior Manager
NJ Transit Transportation Project Bonds
1/9/20
Co-Senior Manager
State Personal Income Tax Revenue Bonds
12/19/19
Co-Manager
General Revenue and Refunding Bonds
5/16/19
Special Co-Senior Manager
Remarketing to Fixed Rate Notes
1/9/19
Joint-Book Senior Manager
Airport Revenue Bonds (O’Hare International Airport)
12/6/18
Co-Senior Manager
Future Tax Secured Subordinate Bonds and Variable Rate Bonds
7/24/18
Joint Senior Manager
Sales Tax Securitization Bonds
12/6/17
Co-Senior Manager
General Revenue and Refunding Bonds
11/9/17
Special Co-Senior Manager
Waterworks and Sewer System Refunding Bonds
10/5/17
Joint-Book Senior Manager
Public Facilities Revenue
Refunding Bonds
4/27/17
Co-Senior Manager
Senior and Subordinate Lien Revenue Bonds
9/14/16
Co-Senior Manager
Waterworks and Sewer System Refunding Bonds
8/25/16
Joint-Book Senior Manager
Transportation Revenue Bonds
7/21/16
Special Co-Senior Manager
Subordinate Special Obligation Refunding Bonds
7/15/16
Co-Senior Manager
State Revolving Fund Revenue Bonds
6/15/16
Joint-Book Senior Manager
Waterworks and Sewer System Refunding Bonds
5/12/16
Joint-Book Senior Manager
Waterworks and Sewer System Refunding Bonds
3/18/16
Joint-Book Senior Manager
Refunding Certificates of Participation
1/13/16
Sole Underwriter
Installment Purchase Revenue Bonds
9/3/15
Joint-Book Senior Manager
Water/Sewer System Capital Improvement Revenue Bonds
7/16/15
Joint-Book Senior Manager
General Obligation Refunding Bonds
5/28/15
Sole Underwriter
PIT Refunding Bonds
1/7/15
Joint-Book Senior Manager
Sales Tax Asset Revenue Bonds
9/24/14
Co-Manager
Water and Sewer System Revenue Bonds
9/16/14
Senior Manager
Income Tax Secured Revenue Refunding Bonds
8/19/14
Co-Senior Manager
Rice Financial’s bankers and underwriters have a hard‐earned reputation for providing creative bond structuring and marketing solutions to clients that they won’t get anywhere else. Every year, we are an underwriter in more than 10% of all municipal bond financings completed in the United States. Our underwriting, sales and trading team has senior managed bond issues totaling more than $12 billion, including financings for major clients like the states of Connecticut, Illinois, New York and Ohio, and the cities of Chicago, Houston and New York City.
Rice Financial’s secondary market trading activities allow us to provide a source of liquidity in the secondary market for our state and local government clients as well as our institutional and retail investors. Our secondary market portfolio is liquidated and replenished frequently through the firm’s normal original issue and secondary market activities
Rice Financial’s Institutional Fixed Income Desk provides secondary market sales of short duration securities to state and local governments. We specialize in investments in taxable and tax‐exempt fixed income securities for liquidity purposes and to fund near‐term projects. Rice averages $10 billion annually in sales of short‐term securities to state and local governments and portfolio managers. Virtually all of this business was done on a competitive basis.
Rice Financial is active in the daily sales and trading of U.S. Treasury Securities, U.S. Agency Bonds, Certificates of Deposit (CDs), Corporate Notes and Bonds, Commercial Paper and Municipal Bonds. Our extensive and experienced market access allows us to provide the best in competitive services in the primary and secondary markets, and our relationships with the GSEs (Fannie Mae, Freddie Mac, Federal Home Loan Bank and Farmer Mac) afford us the ability to structure the most competitive investments for our customers.
Electronic Delivery of Offering Materials in GSE Securities
Municipal Investment Banking Contact
Kevin Schuyler
Managing Director
(212) 908-9207
kevin.schuyler@ricefin.com
Fixed Income Trading Contact
Tim Barbera
Head of Sales and Trading
(212) 908-9260
timothy.barbera@ricefin.com
Our company and our employees are dedicated to making a difference in the many communities we serve.
3 Columbus Circle
15th Floor
New York, New York 10019
Phone: 212-908-9200
