Smart. Creative. Rice.

Rice Financial adds value by focusing our expertise in very specific areas of finance, providing clients specialized in‐depth proficiency. And our roots as a derivative firm mean our clients receive world‐class quantitative analysis and electronic execution on the most advanced technological platforms.

Rice truly is different. Just ask the financial institutions, federal and local government clients, institutional investors and universities that return to us time and again for innovative solutions and exceptional performance. They know that we are

Smart. Creative. Rice.

IPO Participation

$ 0 Billion

Raised for State and Local Governments

$ 0 Billion

Higher Education Lending

$ 0 Billion

Cash Investments Sold to Municipalities

$ 0 Billion

Rice Execution Services

Municipal Investment Banking

Corporate Investment Banking

Higher Education Finance

Infrastructure Private Equity

Rice Execution Services

Municipal Investment Banking

Corporate Investment Banking

Higher Education Finance

Infrastructure Private Equity

$967,500,000

Waystar Holding Corp.

Trading Symbol: WAY
Initial Public Offering
June 7, 2024

Total Offering:
$967,500,000
45,000,000 Shares

IPO Participant

$343,000,000

Hess Midstream LP

Trading Symbol: HESM
Initial Public Offering
May 30, 2024

Total Offering:
$343,000,000
10,000,000 Shares

IPO Participant

$575,000,000

CCC Intelligent Solutions Holdings, Inc.

Trading Symbol: CCCS
Initial Public Offering
May 29, 2024

Total Offering:
$575,000,000
50,000,000 Shares

IPO Participant

$500,000,000

Cytokinetics, Inc.

Trading Symbol: CYTK
Initial Public Offering
May 23, 2024

Total Offering:
$500,000,000
9,803,922 Shares

IPO Participant

$3,646,591,000

Kenvue Inc.

Trading Symbol: KVUE
Initial Public Offering
May 15, 2024

Total Offering:
$3,646,591,000
182,329,550 Shares

IPO Participant

$360,000,000

Auna S.A.

Trading Symbol: AUNA
Initial Public Offering
March 22, 2024

Total Offering:
$360,000,000
30,000,000 Shares

IPO Participant

$599,999,764

Madrigal Pharmaceuticals, Inc.

Trading Symbol: MDGL
Initial Public Offering
March 19, 2024

Total Offering:
$599,999,764
2,307,692 Shares

IPO Participant

$1,300,000,000

Amer Sports, Inc.

Trading Symbol: AS
Initial Public Offering
February 1, 2024

Total Offering:
$1,300,000,000
100,000,000 Shares

IPO Participant

$693,333,342

BrightSpring Health Services, Inc.

Trading Symbol: BTSG
Initial Public Offering
January 26, 2024

Total Offering:
$693,333,342
53,333,334 Shares

IPO Participant

$405,000,000

Fluence Energy, Inc.

Trading Symbol: FLNC
Initial Public Offering
December 6, 2023

Total Offering:
$405,000,000
18,000,000 Shares

IPO Participant

$2,031,170,466

Las Vegas Sands Corp.

Trading Symbol: LVS
Initial Public Offering
November 29, 2023

Total Offering:
$2,031,170,466
46,264,168 Shares

IPO Participant

$319,500,000

Leonardo DRS, Inc.

Trading Symbol: DRS
Initial Public Offering
November 17, 2023

Total Offering:
$319,500,000
18,000,000 Shares

IPO Participant

$178,200,000

Squarespace, Inc.

Trading Symbol: SQSP
Initial Public Offering
November 16, 2023

Total Offering:
$178,200,000
6,000,000 Shares

IPO Participant

$277,688,682

Knife River Corp.

Trading Symbol: KNF
Initial Public Offering
November 8, 2023

Total Offering:
$277,688,682
5,142,383 Shares

IPO Participant

$1,483,870,944

Birkenstock Holding PLC

Trading Symbol: BIRK
Initial Public Offering
October 11, 2023

Total Offering:
$1,483,870,944
32,258,064 Shares

IPO Participant

$61,576,244

Atlanta Braves Holdings, Inc.

Trading Symbol: BATRK
Initial Public Offering
November 7, 2023

Total Offering:
$61,576,244
1,811,066 Shares

IPO Participant

$279,922,500

Permian Resources Corp.

Trading Symbol: PR
Initial Public Offering
September 20, 2023

Total Offering:
$279,922,500
21,450,000 Shares

IPO Participant

$232,375,000

Madison Square Garden Entertainment Corp.

Trading Symbol: MSGE
Initial Public Offering
September 20, 2023

Total Offering:
$232,375,000
7,150,000 Shares

IPO Participant

$250,070,000

Neumora Therapeutics, Inc.

Trading Symbol: NMRA
Initial Public Offering
September 15, 2023

Total Offering:
$250,070,000
14,710,000 Shares

IPO Participant

$350,000,012

Crinetics Pharmaceuticals, Inc.

Trading Symbol: CRNX
Initial Public Offering
September 13, 2023

Total Offering:
$350,000,012
11,441,648 Shares

IPO Participant

$140,000,000

LegalZoom.com, Inc.

Trading Symbol: LZ
Initial Public Offering
September 7, 2023

Total Offering:
$140,000,000
14,000,000 Shares

IPO Participant

$300,000,000

QuantumScape Corp.

Trading Symbol: QS
Initial Public Offering
August 4, 2023

Total Offering:
$300,000,000
37,500,000 Shares

IPO Participant

$300,000,017

Hannon Armstrong Sustainable Infrastructure Capital, Inc.

Trading Symbol: HASI
Initial Public Offering
May 25, 2023

Total Offering:
$300,000,017
13,043,479 Shares

IPO Participant

$264,375,000

Gates Industrial Corp. PLC

Trading Symbol: GTES
Initial Public Offering
May 18, 2023

Total Offering:
$264,375,000
22,500,000 Shares

IPO Participant

$414,000,000

Alight, Inc.

Trading Symbol: ALIT
Initial Public Offering
March 2, 2023

Total Offering:
$414,000,000
46,000,000 Shares

Co-Manager

$1,345,500,000

AerCap Holdings N.V.

Trading Symbol: AER
Initial Public Offering
March 9, 2023

Total Offering:
$1,345,500,000
23,000,000 Shares

IPO Participant

$300,000,000

Revolution Medicines, Inc.

Trading Symbol: RVMD
Initial Public Offering
March 3, 2023

Total Offering:
$300,000,008
13,363,364 Shares

IPO Participant

$172,200,000

Essential Properties Realty Trust, Inc.

Trading Symbol: EPRT
Initial Public Offering
February 17, 2023

Total Offering:
$172,200,000
7,000,000 Shares

IPO Participant

$252,000,000

Enlight Renewable Energy Ltd.

Trading Symbol: ENLT
Initial Public Offering
February 10, 2023

Total Offering:
$252,000,000
14,000,000 Shares

IPO Participant

$638,400,000

Nextracker Inc.

Trading Symbol: NXT
Initial Public Offering
February 9, 2023

Total Offering:
$638,400,000
26,600,000 Shares

IPO Participant

$122,500,000

Xponential Fitness Inc.

Trading Symbol: XPOF
Initial Public Offering
February 8, 2023

Total Offering:
$122,500,000
5,000,000 Shares

IPO Participant

$110,500,000

Paragon 28, Inc.

Trading Symbol: FNA
Initial Public Offering
January 26, 2023

Total Offering:
$110,500,000
6,500,000 Shares

IPO Participant

$125,000,000

Novavax, Inc.

Trading Symbol: NVAX
Initial Public Offering
December 16, 2022

Total Offering:
$125,000,000
12,500,000 Shares

IPO Participant

$317,400,000

New Fortress Energy Inc.

Trading Symbol: NFE
Initial Public Offering
December 15, 2022

Total Offering:
$317,400,000
6,900,000 Shares

IPO Participant

$578,500,000

Shoals Technologies Group, Inc.

Trading Symbol: SHLS
Initial Public Offering
December 2, 2022

Total Offering:
$578,500,000
26,000,000 Shares

IPO Participant

$155,000,000

Alight, Inc.

Trading Symbol: ALIT
Initial Public Offering
November 15, 2022

Total Offering:
$155,000,000
20,000,000 Shares

Co-Manager

$509,850,000

VICI Properties Inc.

Trading Symbol: VICI
Initial Public Offering
November 4, 2022

Total Offering:
$509,850,000
16,500,000 Shares

IPO Participant

$300,000,000

Relay Therapeutics, Inc.

Trading Symbol: RLAY
Initial Public Offering
September 13, 2022

Total Offering:
$300,000,000
11,320,755 Shares

IPO Participant

$100,000,000

EF Hutton Acquisition Corp I

Trading Symbol: EFHTU
Initial Public Offering
September 9, 2022

Total Offering:
$100,000,000
10,000,000 Units

IPO Participant

$100,000,000

Pono Capital Two, Inc.

Trading Symbol: PTWOU
Initial Public Offering
August 5, 2022

Total Offering:
$100,000,000
10,000,000 Units

IPO Participant

$190,000,000

Portillo’s Inc.

Trading Symbol: PTLO
Initial Public Offering
August 12, 2022

Total Offering:
$190,000,000
8,000,000 Shares

IPO Participant

$119,000,000

Sovos Brands, Inc.

Trading Symbol: SOVO
Initial Public Offering
August 11, 2022

Total Offering:
$119,000,000
8,500,000 Shares

IPO Participant

$200,393,376

Evertec, Inc.

Trading Symbol: EVTC
Initial Public Offering
August 11, 2022

Total Offering:
$200,393,376
6,262,293 Shares

IPO Participant

$181,800,000

Netstreit Corporation

Trading Symbol: NTST
Initial Public Offering
August 4, 2022

Total Offering:
$181,800,000
9,000,000 Shares

IPO Participant

$225,000,018

Verve Therapeutics Inc.

Trading Symbol: VERV
Initial Public Offering
July 21, 2022

Total Offering:
$225,000,018
8,333,334 Shares

IPO Participant

$200,000,004

Pliant Therapeutics Inc.

Trading Symbol: PLRX
Initial Public Offering
July 13, 2022

Total Offering:
$200,000,004
10,810,811 Shares

IPO Participant

$150,000,000

Day One Biopharmaceuticals, Inc.

Trading Symbol: DAWN
Initial Public Offering
June 15, 2022

Total Offering:
150,000,000
10,000,000 Shares

IPO Participant

$2,137,600,000

American Tower Corporation

Trading Symbol: AMT
Initial Public Offering
June 3, 2022

Total Offering:
$2,137,600,000
8,350,000 Shares

IPO Participant

$288,000,000

ProFrac Holding Corporation

Trading Symbol: PFHC
Initial Public Offering
May 13, 2022

Total Offering:
$288,000,000
16,000,000 Shares

IPO Participant

$350,000,000

Freshpet, Inc.

Trading Symbol: FRPT
Initial Public Offering
May 4, 2022

Total Offering:
$350,000,000
4,320,000 Shares

IPO Participant

$200,005,000

HilleVax, Inc.

Trading Symbol: HLVX
Initial Public Offering
April 29, 2022

Total Offering:
$200,005,000
11,765,000 Shares

IPO Participant

$200,000,000

Patria Latin American Growth Opportunity Acquisition Corp.

Trading Symbol: PLAOU
Initial Public Offering
March 10, 2022

Total Offering:
$200,000,000
20,000,000 Shares

IPO Participant

$225,000,000

Sound Point Acquisition

Trading Symbol: SPCMU
Initial Public Offering
March 2, 2022

Total Offering:
$225,000,000
22,500,000 Shares

IPO Participant

$100,000,000

Evergreen Corporation

Trading Symbol: EVGRU
Initial Public Offering
February 9, 2022

Total Offering:
$100,000,000
10,000,000 Shares

IPO Participant

$200,000,000

Credo Technology Group Holding Ltd.

Trading Symbol: CRDO
Initial Public Offering
January 27, 2022

Total Offering:
$200,000,000
20,000,000 Shares

IPO Participant

$1,000,000,000

PIMCO Access Income Fund

Trading Symbol: PAXS
Initial Public Offering
January 27, 2022

Total Offering:
$1,000,000,000
50,000,000 Shares

IPO Participant

$240,000,000

bleuacacia ltd

Trading Symbol: BLEUU
Initial Public Offering
November 18, 2021

Total Offering:
$240,000,000
24,000,000 Shares

Co-Manager

$766,919,980

TaskUs Inc.

Trading Symbol: TASK
Initial Public Offering
October 21, 2021

Total Offering:
$766,919,980
12,077,480

IPO Participant

$2,040,000,000

BlackRock ESG Capital Allocation Trust

Trading Symbol: ECAT
Initial Public Offering
September 28, 2021

Total Offering:
$2,040,000,000
102,000,000 Shares

IPO Participant

$875,000,000

Avantor Inc.

Trading Symbol: AVTR
Initial Public Offering
September 14, 2021

Total Offering:
$875,000,000
20,833,333 Shares

IPO Participant

$620,000,000

Certara Inc.

Trading Symbol: CERT
Initial Public Offering
September 9, 2021

Total Offering:
$620,000,000
20,000,000 Shares

IPO Participant

$400,000,000

Dole Plc

Trading Symbol: DOLE
Initial Public Offering
July 30, 2021

Total Offering:
$400,000,000
25,000,000 Shares

IPO Participant

$580,000,000

Thornburg Income Builder Opportunities Trust

Trading Symbol: TBLD
Initial Public Offering
July 28, 2021

Total Offering:
$580,000,000
29,000,000 Shares

IPO Participant

$426,000,000

Paycor HCM Inc.

Trading Symbol: PYCR
Initial Public Offering
July 21, 2021

Total Offering:
$426,000,000
18,500,000 Shares

IPO Participant

$65,000,000

HCW Biologics, Inc.

NASDAQ: HCWB
Initial Public Offering
July 20, 2021

Total Offering:
$65,000,000
8,125,000 Shares

IPO Participant

$150,000,000

Black Spade Acquisition Company

NYSE: BSAQ.UT
Initial Public Offering
July 20, 2021

Total Offering:
$150,000,000
15,000,000 Units

IPO Participant

$1,000,000,000

Western Asset Diversified Income Fund

Trading Symbol: WDI
Initial Public Offering
July 25, 2021

Total Offering:
$1,000,000,000
50,000,000 Shares

IPO Participant

$1,500,000,000

Neuberger Berman Next Gen. Connectivity Fund Inc.

NYSE: NBXG
Initial Public Offering
May 26, 2021

Total Offering:
$1,500,000,000
75,000,000 Shares

IPO Participant

$915,390,000,000

Tuya, Inc.

NYSE: TUYA
Initial Public Offering
March 18, 2021

Total Offering:
$915,390,000,000
43,590,000 ADSs

IPO Participant

$2,550,000,000

New York Transportation Development Corporation

Special Facility Revenue Bonds (JFK New Terminal One)
6/20/24

Co-Manager

$450,000,000

State of Connecticut

General Obligation Bonds
6/5/24

Co-Manager

$950,000,000

Harris County (TX)

Toll Road First Lien Revenue Bonds
5/21/24

Co-Manager

$1,500,000,000

New York City Transitional Finance Authority (NY)

Future Tax Secured Subordinate Bonds
5/16/24

Co-Manager

$684,275,000

New Jersey Turnpike Authority

Turnpike Revenue Bonds
5/15/24

Co-Manager

$123,755,000

Fort Bend County (TX)

Senior Lien Toll Revenue Bonds
5/2/24

Co-Senior Manager

$427,395,000

The Texas A&M University

Revenue Financing System Bonds
5/1/24

Co-Manager

$2,974,945,000

Los Angeles Unified School District (CA)

General Obligation Refunding Bonds
4/5/24

Co-Manager

$1,289,260,000

Metropolitan Transportation Authority (NY)

Transportation Revenue Refunding Green Bonds
3/20/24

Special Co-Senior Manager

$2,875,835,000

New York State Dormitory Authority

State Personal Income Tax Revenue Bonds
3/14/24

Co-Manager

$2,608,650,000

State of California

Various Purpose General Obligation and Refunding Bonds
3/27/24

Co-Manager

$1,363,775,000

NYC Municipal Water Finance Authority (NY)

Water and Sewer System Revenue Bonds
3/6/24

Co-Manager

$1,509,905,000

City of New York (NY)

General Obligation Bonds
2/29/24

Co-Manager

$658,605,000

Commonwealth of Massachusetts

GO Tender Refunding Bonds
2/7/24

Co-Manager

$1,650,295,000

Triborough Bridge and Tunnel Authority (NY)

Sales Tax Revenue Bonds
2/2/24

Co-Manager

$448,640,000

Miami-Dade County (FL)

Seaport Revenue Bonds
12/1/23

Co-Manager

$2,000,000,000

New York Transportation Development Corporation

Special Facility Revenue Bonds (JFK New Terminal One)
11/30/23

Co-Manager

$48,375,000

Charleston Public Facilities Corporation (SC)

Installment Purchase Revenue Bonds
11/9/23

Joint-Book Senior Manager

$358,045,000

University of Connecticut

General Obligation Bonds
11/8/23

Co-Manager

$575,000,000

Chicago Board of Education (IL)

Unlimited Tax General Obligation Bonds
10/27/23

Co-Manager

$256,490,000

City of Austin (TX)

Public Improvement Bonds
9/13/23

Co-Manager

$1,085,580,000

Port Authority of New York and New Jersey

Consolidated Bonds
9/8/23

Co-Manager

$1,000,000,000

New York City Transitional Finance Authority (NY)

Future Tax Secured Subordinate Bonds
8/24/23

Co-Manager

$706,595,000

The Regents of the University of California

General Revenue Bonds
8/16/23

Co-Manager

$370,030,000

Triborough Bridge and Tunnel Authority (NY)

General Revenue Bonds
8/9/23

Special Co-Senior Manager

$1,744,540,000

New York State Dormitory Authority

State Sales Tax Revenue Bonds
8/3/23

Co-Manager

$1,409,180,000

City of New York (NY)

General Obligation Bonds
6/2/23

Co-Manager

$797,670,000

New Jersey Economic Development Authority

School Facilities Construction Refunding Bonds
4/21/23

Co-Manager

$2,511,210,000

State of Illinois

General Obligation Bonds
4/20/23

Co-Manager

$2,552,715,000

State of California

General Obligation Bonds
4/6/23

Co-Manager

$223,155,000

City of San Diego (CA)

Senior Water Revenue Bonds
3/31/23

Co-Manager

$502,715,000

New York State Housing Finance Agency

Affordable Housing Revenue Bonds
3/22/23

Co-Manager

$1,293,395,000

NYC Municipal Water Finance Authority (NY)

Water and Sewer System Revenue Bonds
3/9/23

Co-Manager

$343,800,000

Pennsylvania Turnpike Commission

Turnpike Subordinate Revenue Refunding Bonds
3/8/23

Co-Manager

$1,824,040,000

The Regents of the University of California

General Revenue Bonds
2/16/23

Co-Manager

$1,077,595,000

New York City Transitional Finance Authority (NY)

Future Tax Secured Subordinate Bonds
2/9/23

Co-Manager

$828,225,000

Triborough Bridge and Tunnel Authority (NY)

General Revenue Bonds
1/27/23

Special Co-Senior Manager

$10,000,000

Federal Home Loan Bank

Taxable Fixed Income Investment
1/19/23

Sole Underwriter

$15,000,000

Federal Home Loan Bank

Taxable Fixed Income Investment
12/12/22

Sole Underwriter

$912,365,000

State of Connecticut

General Obligation Bonds
12/2/22

Co-Manager

$200,000,000

Massachusetts Housing Finance Agency

Single Family Housing Revenue Bonds
11/22/22

Co-Manager

$750,000,000

NYC Municipal Water Finance Authority (NY)

Water and Sewer System Revenue Bonds
11/17/22

Joint Senior Manager

$500,000,000

Los Angeles Unified School District (CA)

General Obligation Bonds
11/8/22

Co-Manager

$113,520,000

Maryland Economic Development Corporation

Senior Student Housing Revenue Bonds
10/27/22

Co-Manager

$950,000,000

New York City Transitional Finance Authority (NY)

Future Tax Secured Subordinate Bonds
10/27/22

Co-Manager

$138,295,000

New York State Housing Finance Agency

Affordable Housing Revenue Bonds
10/13/22

Co-Manager

$35,660,000

Trinity River Authority (TX)

Improvement Revenue Bonds
10/7/22

Co-Manager

$950,000,000

The City of New York (NY)

General Obligation Bonds
10/5/22

Co-Manager

$258,235,000

San Antonio Water System (TX)

Water System Junior Lien Revenue Bonds
9/28/22

Co-Manager

$254,730,000

Pennsylvania Turnpike Commission

Turnpike Revenue Refunding Bonds
9/14/22

Co-Manager

$2,316,685,000

State of California

General Obligation Bonds
9/9/22

Co-Manager

$748,682,000

Triborough Bridge and Tunnel Authority (NY)

Payroll Mobility Tax Senior Lien Bonds
9/9/22

Special Co-Senior Manager

$1,768,005,000

City of Chicago (IL)

Chicago O’Hare International Airport General Airport Senior Lien Revenue Bonds
8/31/22

Co-Manager

$5,000,000

Federal Home
Loan Bank

Taxable Fixed Income Investment
8/24/22

Sole Underwriter

$15,000,000

Federal Home
Loan Bank

Taxable Fixed Income Investment
8/12/22

Sole Underwriter

$950,000,000

New York City Transitional Finance Authority (NY)

Future Tax Secured Subordinate Bonds
6/29/22

Co-Manager

$151,190,000

City of Charleston (SC)

Water and Sewer System Refunding Revenue Bonds
6/23/22

Joint-Book Senior Manager

$1,068,870,000

State of Connecticut

General Obligation Bonds
5/25/22

Co-Manager

$950,000,000

City of New York (NY)

General Obligation Bonds
5/19/22

Co-Manager

$909,200,000

Port Authority of New York and New Jersey

Consolidated Bonds
5/13/22

Co-Manager

$820,000,000

New York State Dormitory Authority

Northwell Health Obligation Group Revenue Bonds
5/11/22

Co-Manager

$927,950,000

Triborough Bridge & Tunnel Authority (NY)

Payroll Mobility Tax Senior Lien Bonds
5/6/22

Special Co-Senior Manager

$20,000,000

Federal Home
Loan Bank

Taxable Fixed Income Investment
4/26/22

Sole Underwriter

$38,130,000

Trinity River Authority (TX)

Denton Creek Regional Wastewater Treatment System
4/22/22

Joint-Book Senior Manager

$1,323,930,000

New York Transportation Development Corporation

Special Facility Revenue Bonds
4/6/22

Co-Manager

$1,188,105,000

Dallas Fort Worth International Airport (TX)

Joint Revenue Refunding Bonds
4/6/22

Co-Manager

$1,050,000,000

California Health Facilities Financing Authority

Senior Revenue Bonds
3/30/22

Co-Manager

$10,000,000

Federal Home
Loan Bank

Taxable Fixed Income Investment
3/16/22

Sole Underwriter

$82,475,000

Metropolitan Transportation Authority (NY)

Transportation Revenue Bonds
1/28/22

Special Co-Senior Manager

$2,422,335,000

New York State Dormitory Authority

State Personal Inc. Tax Rev. Bonds
1/28/22

Co-Manager

$10,000,000

Federal Home
Loan Bank

Taxable Fixed Income Investment
1/21/22

Sole Underwriter

$20,465,000

Charleston Public Facilities Corporation (SC)

Installment Purchase Revenue Bonds
1/19/22

Co-Senior Manager

$2,799,625,000

Golden State Tobacco Securitization Corporation (CA)

Current Interest Bonds
12/8/21

Co-Manager

$5,675,000

City of Shreveport (LA)

Revenue Bonds
11/22/21

Sole Underwriter

$10,000,000

Federal Home
Loan Bank

Taxable Fixed Income Investment
11/22/21

Sole Underwriter

$29,200,000

Trinity River Authority (TX)

Wastewater Revenue Refunding Bonds
10/14/21

Senior Manager

$2,095,070,000

State of
California

General Obligation Bonds
9/15/21

Co-Manager

$112,295,000

Miami-Dade County (FL)

General Obligation Bonds
8/31/21

Co-Senior Manager

$1,039,505,000

New York City (NY)

General Obligation Bonds
8/20/21

Co-Manager

$369,195,000

Triborough Bridge & Tunnel Authority (NY)

Payroll Mobility Tax
Senior Lien Bonds
8/13/21

Co-Senior Manager

$31,165,000

City of Houston (TX)

Hotel Occupancy Tax
and Special Revenue Bonds
7/16/21

Co-Senior Manager

$20,000,000

Federal Home
Loan Bank

Taxable Fixed Income Investment
7/13/21

Sole Underwriter

$122,480,000

City of Charleston (SC)

Water and Sewer Refunding Revenue Bonds
6/15/21

Joint-Book Senior Manager

$1,076,210,000

State of
California

Various Purpose General Obligation Bonds
4/21/21

Co-Senior Manager

$605,600,000

Miami-Dade County (FL)

Water and Sewer System Revenue Bonds
4/8/21

Co-Senior Manager

$400,000,000

Triborough Bridge and Tunnel Authority (NY)

General Revenue Bonds
3/26/21

Special Co-Senior Manager

$1,871,420,000

New York State Dormitory Authority

State Personal Income Tax Revenue Bonds
3/19/21

Co-Manager

$1,257,960,000

State of
Illinois

General Obligation Bonds
3/17/21

Co-Manager

$1,261,385,000

City of New York (NY)

General Obligation Bonds
3/4/21

Co-Manager

$1,089,330,000

University of California Regents

Limited Project Revenue Bonds
2/24/21

Co-Manager

$1,111,950,000

Port Authority of New York & New Jersey

Consolidated Bonds
1/22/21

Co-Manager

$350,000,000

New Jersey Economic Development Authority

School Facilities Construction Bonds
1/8/21

Co-Senior Manager

$800,000,000

State of Connecticut

General Obligation Bonds
12/16/20

Co-Senior Manager

$80,825,000

Morgan State University (MD)

Revenue Bonds
12/10/20

Joint-Book Senior Manager

$502,615,000

State of California Public Works Board

Forward Refunding Bonds
10/29/20

Co-Senior Manager

$203,000,000

Fort Bend County (TX)

GO and Unlimited Tax Bonds
5/18/20

Joint-Book Senior Manager

$500,000,000

New Jersey Economic Development Authority

NJ Transit Transportation Project Bonds
1/9/20

Co-Senior Manager

$3,404,620,000

New York State Dormitory Authority

State Personal Income Tax Revenue Bonds
12/19/19

Co-Manager

$894,640,000

State of Connecticut

General Obligation Bonds
12/12/19

Joint-Book Senior Manager

$500,000,000

State of
California

No Place Like Home Senior Revenue Bonds
11/16/19

Co-Senior Manager

$1,302,340,000

District of Columbia

Income Tax Secured Revenue Bonds
11/14/19

Co-Manager

$1,211,950,000

Miami-Dade County (FL)

Water and Wastewater Bonds
10/16/19

Co-Senior Manager

$387,590,000

Miami-Dade County (FL)

Aviation Revenue Refunding Bonds
8/23/19

Co-Senior Manager

$126,025,000

City of Charleston (SC)

Waterworks Revenue Bonds
7/10/19

Joint-Book Senior Manager

$150,000,000

Metropolitan Transportation Authority (NY)

General Revenue and Refunding Bonds
5/16/19

Special Co-Senior Manager

$494,925,000

Miami-Dade County (FL)

Aviation Revenue and Refunding Bonds
5/9/19

Co-Senior Manager

$2,023,975,000

State of
California

Various Purpose GO Bonds
4/12/19

Co-Manager

$233,305,000

Miami-Dade County (FL)

Water and Wastewater Bonds
1/16/19

Co-Senior Manager

$130,000,000

City of Charleston (SC)

Remarketing to Fixed Rate Notes
1/9/19

Joint-Book Senior Manager

$2,012,880,000

City of Chicago (IL)

Airport Revenue Bonds (O’Hare International Airport)
12/6/18

Co-Senior Manager

$790,745,000

Miami-Dade County (FL)

Aviation Revenue Refunding Bonds
8/15/18

Co-Senior Manager

$889,200,000

State of Connecticut

GO New Money and Refunding Bonds
8/15/18

Co-Senior Manager

$1,350,000,000

New York City Transitional Finance Authority (NY)

Future Tax Secured Subordinate Bonds and Variable Rate Bonds
7/24/18

Joint Senior Manager

$492,105,000

State of Connecticut

GO New Money and Refunding Bonds
6/6/18

Co-Senior Manager

$929,380,000

Miami-Dade County (FL)

Water and Sewer System Revenue Bonds
12/7/17

Co-Senior Manager

$572,695,000

Chicago Sales Tax Securitization Corporation (IL)

Sales Tax Securitization Bonds
12/6/17

Co-Senior Manager

$720,990,000

Triborough Bridge and Tunnel Authority (NY)

General Revenue and Refunding Bonds
11/9/17

Special Co-Senior Manager

$189,045,000

State of
California

Lease Revenue Refunding Bonds
10/25/17

Co-Senior Manager

$40,610,000

City of Charleston (SC)

Waterworks and Sewer System Refunding Bonds
10/5/17

Joint-Book Senior Manager

$693,435,000

Miami-Dade County (FL)

Aviation Revenue Refunding Bonds
8/11/17

Co-Senior Manager

$747,025,000

State of Connecticut

General Obligation Bonds

Joint-Book Senior Manager

$81,215,000

Miami-Dade County (FL)

Public Facilities Revenue
Refunding Bonds
4/27/17

Co-Senior Manager

$420,214,000

New York Convention Center Development Corporation

Senior and Subordinate Lien Revenue Bonds
9/14/16

Co-Senior Manager

$47,455,000

City of Charleston (SC)

Waterworks and Sewer System Refunding Bonds
8/25/16

Joint-Book Senior Manager

$744,375,000

Miami-Dade County (FL)

Aviation Revenue Refunding Bonds
8/4/16

Co-Senior Manager

$863,860,000

Metropolitan Transportation Authority (NY)

Transportation Revenue Bonds
7/21/16

Special Co-Senior Manager

$309,834,000

Miami-Dade County (FL)

Subordinate Special Obligation Refunding Bonds
7/15/16

Co-Senior Manager

$500,955,000

New York State Environmental Facilities Corporation

State Revolving Fund Revenue Bonds
6/15/16

Joint-Book Senior Manager

$59,035,000

City of Charleston (SC)

Waterworks and Sewer System Refunding Bonds
5/12/16

Joint-Book Senior Manager

$56,820,000

City of Charleston (SC)

Waterworks and Sewer System Refunding Bonds
3/18/16

Joint-Book Senior Manager

$27,285,000

Kern Community College District (CA)

Refunding Certificates of Participation
1/13/16

Sole Underwriter

$31,270,000

Charleston Public Facilities Corporation (SC)

Installment Purchase Revenue Bonds
9/3/15

Joint-Book Senior Manager

$140,105,000

City of Charleston (SC)

Water/Sewer System Capital Improvement Revenue Bonds
7/16/15

Joint-Book Senior Manager

$205,350,000

Miami-Dade County (FL)

Aviation Revenue Refunding Bonds
6/25/15

Co-Senior Manager

$536,840,000

Miami-Dade County (FL)

Aviation Revenue Refunding Bonds
6/10/15

Co-Senior Manager

$12,665,000

West Hills Community College District (CA)

General Obligation Refunding Bonds
5/28/15

Sole Underwriter

$1,005,755,000

New York State Dormitory Authority

PIT Refunding Bonds
1/7/15

Joint-Book Senior Manager

$20,000,000

Farmer Mac

Taxable Fixed Income Investment
2015

Sole Underwriter

$761,140,000

Miami-Dade County (FL)

Aviation Revenue Bonds
12/3/14

Co-Senior Manager

$55,390,000

City of Atlanta (GA)

General Obligation Refunding Bonds
10/28/14

Senior Manager

$115,090,000

Hampton University (VA)

Refunding Revenue Bonds
10/20/14

Senior Manager

$2,035,330,000

New York City Sales Tax Assets Receivable Corporation (NY)

Sales Tax Asset Revenue Bonds
9/24/14

Co-Manager

$300,000,000

New York City Municipal Water Finance Authority (NY)

Water and Sewer System Revenue Bonds
9/16/14

Senior Manager

$155,665,000

District of Columbia

Income Tax Secured Revenue Refunding Bonds
8/19/14

Co-Senior Manager

$200,000,000

State of Connecticut

General Obligation Bonds
6/11/14

Joint-Book Senior Manager

$12,000,000

Farmer Mac

Taxable Fixed Income Investment
2014

Sole Underwriter

$91,500,000

Hampton University (VA)

New Money and Refinancing
6/27/24

Designated Bonding Authority

$97,500,000

Florida A&M University

New Money Loan
2/13/24

Designated Bonding Authority

$10,000,000

Benedict College (SC)

New Money Loan
11/15/23

Designated Bonding Authority

$35,000,000

Tuskegee University (AL)

New Money Loan
11/8/23

Designated Bonding Authority

$29,000,000

University of the Virgin Islands

New Money Loan
8/22/23

Designated Bonding Authority

$58,500,000

Morehouse College (GA)

New Money Loan
2/22/23

Designated Bonding Authority

$226,500,000

Howard University (DC)

New Money Loan
1/25/23

Designated Bonding Authority

$19,500,000

Virginia Union University (VA)

New Money Loan and Refinancing
1/18/23

Designated Bonding Authority

$65,000,000

Morgan State University (MD)

New Money Loan
12/1/22

Designated Bonding Authority

$41,000,000

Dillard University (LA)

New Money Loan
10/20/22

Designated Bonding Authority

$34,250,000

Fisk University (TN)

New Money Loan
8/19/22

Designated Bonding Authority

$39,750,000

Meharry Medical College (TN)

New Money Loan
3/16/22

Designated Bonding Authority

$15,000,000

Miles College (AL)

New Money Loan
10/26/21

Designated Bonding Authority

$69,000,000

Southern University and A&M College (LA)

New Money Loan
9/16/21

Designated Bonding Authority

$108,000,000

Bethune-Cookman University (FL)

Refinancing and New Money Loan
6/29/21

Designated Bonding Authority

$40,500,000

West Virginia State University

Refinancing
5/5/21

Designated Bonding Authority

$12,500,000

Morehouse School of Medicine (GA)

New Money Loan
12/16/20

Designated Bonding Authority

$69,750,000

Morgan State University (MD)

Refinancing and New Money Loan
10/29/20

Designated Bonding Authority

$48,500,000

Meharry Medical College (TN)

New Money Loan
8/19/20

Designated Bonding Authority

$100,000,000

Xavier University (LA)

Refinancing and New Money Loan
6/25/20

Designated Bonding Authority

$18,000,000

Johnson C. Smith University (NC)

Refinancing
12/11/19

Designated Bonding Authority

$47,000,000

University of the Virgin Islands

Refinancing and New Money Loan
11/13/19

Designated Bonding Authority

$44,000,000

Florida Memorial University

Refinancing
10/23/19

Designated Bonding Authority

$70,000,000

Alabama A&M University

New Money Loan
9/19/19

Designated Bonding Authority

$125,000,000

Florida A&M University

Refinancing and New Money Loan
3/6/19

Designated Bonding Authority

$25,000,000

Morgan State University (MD)

New Money Loan
11/15/18

Designated Bonding Authority

$44,258,659

Morehouse College (GA)

Refinancing and New Money
6/29/18

Designated Bonding Authority

$152,000,000

Alabama State University

Refinancing
3/6/18

Designated Bonding Authority

$27,000,000

Southern University of Baton Rouge

Refinancing
12/6/17

Designated Bonding Authority

$27,500,000

Morehouse School of Medicine (GA)

Refinancing and New Money Loan
10/18/17

Designated Bonding Authority

$12,500,000

Southern University Shreveport (LA)

Refinancing
9/28/17

Designated Bonding Authority

$28,000,000

Tuskegee University (AL)

Refinancing
8/4/17

Designated Bonding Authority

$100,000,000

Grambling State University (LA)

Refinancing and New Money Loan
11/30/16

Designated Bonding Authority

$36,600,000

South Carolina State University

Loan Refinancing
9/27/16

Designated Bonding Authority

$25,000,000

Jarvis Christian College (TX)

Refinancing and New Money Loan
7/28/16

Designated Bonding Authority

$38,000,000

Livingstone College (NC)

Refinancing and New Money Loan
12/3/15

Designated Bonding Authority

$96,000,000

Alabama A&M University

Refinancing and New Money Loan
9/24/15

Designated Bonding Authority

$21,000,000

Lawson State Community College (AL)

Refinancing and New Money Loan
7/16/15

Designated Bonding Authority

$14,727,000

Philander Smith College (AR)

Refinancing
6/11/15

Designated Bonding Authority

$19,000,000

University of the Virgin Islands

New Money Loan
2/27/15

Designated Bonding Authority

$30,035,000

Arkansas Baptist College

Refinancing and New Money Loan
12/3/14

Designated Bonding Authority

$115,090,000

Hampton University (VA)

$26,150,000

Johnson C. Smith University (NC)

Refinancing and New Money Loan
8/28/14

Designated Bonding Authority

$18,500,000

Voorhees College (SC)

Refinancing and New Money Loan
6/26/14

Designated Bonding Authority

$7,500,000

Grambling State University (LA)

New Money Loan
5/29/14

Designated Bonding Authority

$13,500,000

Central State University (OH)

Refinancing
9/24/13

Designated Bonding Authority

$19,000,000

Morehouse College (GA)

Refinancing
9/10/13

Designated Bonding Authority

$56,000,000

Benedict College (SC)

Refinancing and New Money Loan
6/27/13

Designated Bonding Authority

$60,065,000

Hampton University (VA)

Refinancing
5/30/13

Designated Bonding Authority

$55,000,000

Texas Southern University

New Money Loan
9/27/12

Designated Bonding Authority

$40,000,000

Stillman College (AL)

Refinancing
9/13/12

Designated Bonding Authority

$60,000,000

Meharry Medical College (TN)

New Money Loan
8/30/12

Designated Bonding Authority

$16,060,000

Florida Memorial University

New Money Loan
6/7/12

Designated Bonding Authority

Rice Execution Services

Rice Execution Services provides electronic and high‐touch execution in global equities and U.S. options on an anonymous, agency‐only basis. The Rice smart router is entirely front‐end agnostic. As an independent firm without competing interests, we provide our customers one of Wall Street’s most flexible and economically efficient trading solutions.

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Municipal Investment Banking

Rice Financial is an underwriter in more than 10% of all primary market municipal bond financings completed in the U.S. each year. On the investment side, our Institutional Fixed Income Desk sells more than $10 billion annually in fixed income, short duration securities to state and local governments.

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Corporate Investment Banking

Rice Financial has underwritten nearly $70 billion in taxable bonds, providing corporations the investment banking expertise they need to successfully access the bond markets.

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Higher Education Finance

Through our partnership with the U.S. Department of Education, Rice Financial is a direct lender to Historically Black Colleges and Universities. We have executed more than $2.2 billion in loans for nearly one‐half of the nation’s HBCUs.

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Infrastructure Private Equity

Rice Financial’s Governmental Infrastructure Private Equity Finance business has made more than $1 billion available for investment in U.S. infrastructure projects.

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Phone: 212-908-9200

Securities offered through Rice Securities, LLC, Member FINRA / SIPC. Rice Securities, LLC, and Rice Derivative Holdings, L.P. are affiliated entities.

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